As the landscape of the financial industry evolves, so too must the approach to regulatory compliance. Compliance professionals are tasked with the critical responsibility of ensuring their organizations’ adherence to a complex web of rules set out by regulatory bodies like the Financial Industry Regulatory Authority (FINRA) and the Securities
Can AI transform the way we work with compliance? Compliance has been fundamental in all human activity and societal structures of all ages, and it is easy to forget how omnipresent this is in our daily lives where virtually all the things we surround us with and services we consume
As the landscape of the financial industry evolves, so too must the approach to regulatory compliance. Compliance professionals are tasked with the critical responsibility of ensuring their organizations’ adherence to a complex web of rules set out by regulatory bodies
Can AI transform the way we work with compliance? Compliance has been fundamental in all human activity and societal structures of all ages, and it is easy to forget how omnipresent this is in our daily lives where virtually all
“Risk Culture – the values, beliefs, knowledge, attitudes and understanding about risk shared by a group of people with a common purpose.” Institute of Risk Management To successfully influence risk culture, we need great structural mechanisms or formal arrangements that
Embracing foundational principles of Enterprise Risk Management (ERM) will be one of the most powerful things an organization can do to put structure to its success. ERM is a “Risk Based” approach to operating your business that applies logic to
In the labyrinthine world of healthcare, where the pursuit of patient well-being reigns supreme, compliance stands as a guardian of integrity and safety. In this piece, we explore the nuances of navigating healthcare compliance in an ever-evolving landscape, and how
The technology sector faces a growing number of regulatory requirements, particularly in areas such as data privacy, cybersecurity, consumer protection, and intellectual property. Governments around the world are enacting and strengthening regulations to address the evolving digital landscape and its
Lots of people hear the terms compliance and risk management and assume the two terms are the same. While there is overlap between the two, it’s important to know the differences so you can assure your company is using each
Management information (MI) to identify compliance related risks and issues within a financial services entity can be wide-ranging. Metrics such as KPIs and KRIs serve as risk management tools that can be used as an “early warning” signal, to address
Those of you who know me or have been students of mine know that I constantly rant about the supreme importance of knowing and understanding the client’s business, in order to intelligently comprehend and appreciate the risks the business faces.
The enterprise tech world is evolving with newer ambitions. While the wings of innovation are spreading to newer skies, the technologists are finding it hard to play catch-up and are making sure they are in tune with the technology juggernaut. CIOCoverage aims to bridge this very gap that exists between the tech-savvy where he rests, in the very heart of it. Awakening a keen insight in you to move along the flow, CIOCoverage works to make the entrepreneurs, versatile to the sturdy technological influences.
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